SEC EDGAR filings, ownership reports, and insider transactions for CHARDAN CAPITAL MARKETS LLC.
Recent SEC filings for CHARDAN CAPITAL MARKETS LLC including X-17A-5, SC 13G, 3 and more.
| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 10 Apr 2025 | 31 Dec 2024 | 008-65277 | |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | 13 Nov 2024 | |||
| 3 | Open 3 document | View SEC filing for 3 | 13 Nov 2024 | 03 Apr 2024 | 001-42004 | |
| 4 | Open 4 document | View SEC filing for 4 | OWNERSHIP DOCUMENT | 02 Jul 2024 | 28 Jun 2024 | 001-41340 |
| 3 | Open 3 document | View SEC filing for 3 | OWNERSHIP DOCUMENT | 01 Jul 2024 | 21 Jun 2024 | 001-41340 |
| SC 13G | Open SC 13G document | View SEC filing for SC 13G | SC 13G | 27 Jun 2024 | ||
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 12 Apr 2024 | 31 Dec 2023 | 008-65277 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 07 Apr 2023 | 31 Dec 2022 | 008-65277 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 31 Mar 2022 | 31 Dec 2021 | 008-65277 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 01 Mar 2021 | 31 Dec 2020 | 008-65277 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 28 Feb 2020 | 31 Dec 2019 | 008-65277 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | 28 Feb 2019 | 31 Dec 2018 | 008-65277 | |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2018 | 31 Dec 2017 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2018 | 31 Dec 2017 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2017 | 31 Dec 2016 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2017 | 31 Dec 2016 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 06 Apr 2016 | 31 Dec 2015 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 29 Feb 2016 | 31 Dec 2015 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 03 Mar 2015 | 31 Dec 2014 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 03 Mar 2015 | 31 Dec 2014 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 04 Jun 2014 | 31 Dec 2013 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 04 Mar 2014 | 31 Dec 2013 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2013 | 31 Dec 2012 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2013 | 31 Dec 2012 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 29 Feb 2012 | 31 Dec 2011 | 008-65277 |
| FOCUSN | Open FOCUSN document | View SEC filing for FOCUSN | AUTO-GENERATED PAPER DOCUMENT | 29 Feb 2012 | 31 Dec 2011 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 28 Feb 2011 | 31 Dec 2010 | 008-65277 |
| X-17A-5 | Open X-17A-5 document | View SEC filing for X-17A-5 | AUTO-GENERATED PAPER DOCUMENT | 01 Mar 2010 | 31 Dec 2009 | 008-65277 |
CHARDAN CAPITAL MARKETS LLC files with the SEC under CIK 0001170705. This page aggregates EDGAR filings and related ownership activity.