GUGGENHEIM FUNDS DISTRIBUTORS, LLC SEC EDGAR Filings (CIK 0001167303)

SEC EDGAR filings, ownership reports, and insider transactions for GUGGENHEIM FUNDS DISTRIBUTORS, LLC.

Business address
Guggenheim Funds Distributors, Llc, 227 West Monroe Street, Chicago, IL, 60606
State of incorporation
KS
Former names
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (to 08 May 2014), CLAYMORE SECURITIES INC (to 27 Oct 2010)
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GUGGENHEIM FUNDS DISTRIBUTORS, LLC has filed 289 SEC EDGAR filings since 30 Jan 2002

Latest Filings

Recent SEC filings for GUGGENHEIM FUNDS DISTRIBUTORS, LLC including 13F-NT, 40-APP/A, 40-APP and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Jan 2026 31 Dec 2025 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Nov 2025 30 Sep 2025 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Jul 2025 30 Jun 2025 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 28 Apr 2025 31 Mar 2025 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2025 31 Dec 2024 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Oct 2024 30 Sep 2024 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Aug 2024 30 Jun 2024 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 May 2024 31 Mar 2024 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Feb 2024 31 Dec 2023 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Oct 2023 30 Sep 2023 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Jul 2023 30 Jun 2023 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 May 2023 31 Mar 2023 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Feb 2023 31 Dec 2022 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Nov 2022 30 Sep 2022 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2022 30 Jun 2022 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2022 31 Mar 2022 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Jan 2022 31 Dec 2021 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 02 Nov 2021 30 Sep 2021 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Jul 2021 30 Jun 2021 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 20 Apr 2021 31 Mar 2021 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Jan 2021 31 Dec 2020 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 21 Oct 2020 30 Sep 2020 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 27 Jul 2020 30 Jun 2020 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Apr 2020 31 Mar 2020 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Jan 2020 31 Dec 2019 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Oct 2019 30 Sep 2019 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Jul 2019 30 Jun 2019 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Apr 2019 31 Mar 2019 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Jan 2019 31 Dec 2018 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 18 Oct 2018 30 Sep 2018 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Jul 2018 30 Jun 2018 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Apr 2018 31 Mar 2018 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Jan 2018 31 Dec 2017 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 05 Dec 2017 30 Sep 2017 028-12550
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Nov 2017 812-14821-28
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 22 Sep 2017 812-14821-28
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 20 Sep 2017 812-14426-36
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Jul 2017 30 Jun 2017 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2017 31 Mar 2017 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Jan 2017 31 Dec 2016 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Oct 2016 30 Sep 2016 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 01 Aug 2016 30 Jun 2016 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2016 31 Mar 2016 028-12550
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 29 Apr 2016 812-14426-36
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 13 Apr 2016 812-14525-01
APP WD Open APP WD document View SEC filing for APP WD APP WD 13 Apr 2016 812-14638-02
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 08 Apr 2016 812-14638-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 25 Feb 2016 812-14426-36
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Feb 2016 31 Dec 2015 028-12550
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP 16 Dec 2015 812-14525-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 09 Nov 2015 30 Sep 2015 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 10 Aug 2015 30 Jun 2015 028-12550
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 31 Jul 2015 812-14525-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 May 2015 31 Mar 2015 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 06 Feb 2015 31 Dec 2014 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 31 Oct 2014 30 Sep 2014 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 25 Jul 2014 30 Jun 2014 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 May 2014 31 Mar 2014 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 04 Feb 2014 31 Dec 2013 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 03 Dec 2013 30 Sep 2013 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT 07 Aug 2013 30 Jun 2013 028-12550
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM FUNDS INVESTMENT ADVISORS 12 Jun 2013 812-13991-04
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 15 May 2013 31 Mar 2013 028-12550
40-APP Open 40-APP document View SEC filing for 40-APP GUGGENHEIM 22 Apr 2013 812-14151-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM FUNDS INVESTMENT ADVISORS 18 Apr 2013 812-13991-04
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A YAO 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NHS 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A KHI 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A JLA 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HYV 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HYB 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HTR 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HNW 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FRB 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A DVF 14 Feb 2013
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CGO 14 Feb 2013
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM FUNDS INVESTMENT ADVISORS 08 Feb 2013 812-13991-04
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 08 Feb 2013 31 Dec 2012 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 08 Nov 2012 30 Sep 2012 028-12550
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A GUGGENHEIM 40-APP/A 06 Sep 2012 812-13991-04
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 07 Aug 2012 30 Jun 2012 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 11 May 2012 31 Mar 2012 028-12550
SC 13G Open SC 13G document View SEC filing for SC 13G SCHEDULE 13G HOLDINGS REPORT 12 Mar 2012 005-85744
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 14 Feb 2012 31 Dec 2011 028-12550
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PCF 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A YAO 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PHF 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PHD 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PAI 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NHS 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A JLA 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A ICB 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HYB 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HTR 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HNW 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FRB 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FLC 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A DVF 03 Feb 2012
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CGO 03 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G KHI 03 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G JHS 03 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G IGA 03 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G HYV 03 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G HGI 03 Feb 2012
SC 13G Open SC 13G document View SEC filing for SC 13G EHI 03 Feb 2012
40-APP Open 40-APP document View SEC filing for 40-APP GUGGENHEIM 40-APP 16 Dec 2011 812-13991-04
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 04 Nov 2011 30 Sep 2011 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 05 Aug 2011 30 Jun 2011 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 11 May 2011 31 Mar 2011 028-12550
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 02 Feb 2011 31 Dec 2010 028-12550
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PCF 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G PHF 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G PFD 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G PAI 28 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NHS 28 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NAI 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G JLA 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G ICB 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G HYB 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G HTR 28 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HNW 28 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FRB 28 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FLC 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G DVF 28 Jan 2011
SC 13G Open SC 13G document View SEC filing for SC 13G CGO 28 Jan 2011
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A BDT 28 Jan 2011
13F-NT Open 13F-NT document View SEC filing for 13F-NT GUGGENHEIM FUNDS DISTRIBUTORS, INC. 10 Nov 2010 30 Sep 2010 028-12550
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A SCHEDULE 13G HOLDINGS REPORT AMENDMENT 10 Nov 2010 005-85744
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 03 Nov 2010 812-13657-01
APP NTC Open APP NTC document View SEC filing for APP NTC 02 Nov 2010 812-13657-01
3 Open 3 document View SEC filing for 3 FORM 3 - 27 Oct 2010 14 Sep 2010 811-22437
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE 20 Oct 2010 812-13657-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE 01 Oct 2010 812-13657-01
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NHS 10 Sep 2010
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE 03 Sep 2010 812-13657-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT CLAYMORE SECURITIES, INC. 05 Aug 2010 30 Jun 2010 028-12550
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 29 Jun 2010 812-13534-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT CLAYMORE SECURITIES, INC. 06 May 2010 31 Mar 2010 028-12550
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A CLAYMORE ETF 3 23 Apr 2010 812-13534-01
13F-NT Open 13F-NT document View SEC filing for 13F-NT CLAYMORE SECURITIES, INC. 11 Feb 2010 31 Dec 2009 028-12550
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PGP 25 Jan 2010
SC 13G Open SC 13G document View SEC filing for SC 13G PCF 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FFA 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FEO 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FAM 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CYE 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A COY 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A PSW 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NOX 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A NAI 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A JPG 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A JFP 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HYV 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A HYT 25 Jan 2010
SC 13G Open SC 13G document View SEC filing for SC 13G HNW 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FRB 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A FLC 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A EVG 25 Jan 2010
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A CII 25 Jan 2010
SC 13G Open SC 13G document View SEC filing for SC 13G BDT 25 Jan 2010
40-APP Open 40-APP document View SEC filing for 40-APP CLAYMORE ETF 3 19 Jan 2010 812-13744-02

About this filer

GUGGENHEIM FUNDS DISTRIBUTORS, LLC files with the SEC under CIK 0001167303. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
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Updates follow new EDGAR submissions and periodic data refreshes.

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