PGIM INVESTMENTS LLC SEC EDGAR Filings (CIK 0001038001)

SEC EDGAR filings, ownership reports, and insider transactions for PGIM INVESTMENTS LLC.

Business address
655 Broad Street, 6 Th Floor, C/O Prudential Mutual Fund Man Llc, Newark, NJ, 07102
Former names
PRUDENTIAL INVESTMENTS LLC (to 01 Mar 2017), PRUDENTIAL INVESTMENTS LLC / (to 02 Nov 2016)
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PGIM INVESTMENTS LLC has filed 80 SEC EDGAR filings since 15 Apr 2002

Latest Filings

Recent SEC filings for PGIM INVESTMENTS LLC including 13F-NT, 40-APP/A, N-PX and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-NT Open 13F-NT document View SEC filing for 13F-NT 17 Feb 2026 31 Dec 2025 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2025 30 Sep 2025 028-19510
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 14 Oct 2025 812-15567
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2025 30 Jun 2025 028-19510
N-PX Open N-PX document View SEC filing for N-PX 04 Aug 2025 30 Jun 2025 028-19510
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 25 Jun 2025 812-15567
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2025 31 Mar 2025 028-19510
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 17 Apr 2025 812-15567
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 11 Apr 2025 812-15737-54
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 28 Mar 2025 812-15737-54
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2025 31 Dec 2024 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2024 30 Sep 2024 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Aug 2024 30 Jun 2024 028-19510
N-PX Open N-PX document View SEC filing for N-PX 29 Jul 2024 30 Jun 2024 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2024 31 Mar 2024 028-19510
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 19 Apr 2024 812-15567
APP NTC Open APP NTC document View SEC filing for APP NTC 11 Mar 2024 812-15401
APP ORDR Open APP ORDR document View SEC filing for APP ORDR 11 Mar 2024 812-15401
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Feb 2024 31 Dec 2023 028-19510
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 06 Dec 2023 06 Dec 2023 811-23894
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Nov 2023 30 Sep 2023 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Aug 2023 30 Jun 2023 028-19510
3 Open 3 document View SEC filing for 3 OWNERSHIP DOCUMENT 28 Jun 2023 15 Aug 2022 811-23739
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 May 2023 31 Mar 2023 028-19510
CORRESP Open CORRESP document View SEC filing for CORRESP 05 May 2023
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 05 May 2023 812-15401
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2023 31 Dec 2022 028-19510
CORRESP Open CORRESP document View SEC filing for CORRESP 03 Feb 2023
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 03 Feb 2023 812-15325-14
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Nov 2022 30 Sep 2022 028-19510
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 01 Nov 2022 812-15401
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 01 Nov 2022 812-15325-14
13F-NT Open 13F-NT document View SEC filing for 13F-NT 15 Aug 2022 30 Jun 2022 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 May 2022 31 Mar 2022 028-19510
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 22 Apr 2022 812-15325-14
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 Feb 2022 31 Dec 2021 028-19510
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 22 Nov 2021 812-15266-02
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 24 Sep 2021 812-15266-02
APP WD Open APP WD document View SEC filing for APP WD APP WD 15 Jul 2021 812-15132-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 09 Jun 2021 812-15132-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 12 Feb 2021 812-15132-02
13F-NT Open 13F-NT document View SEC filing for 13F-NT 16 Nov 2020 30 Sep 2020 028-19510
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 02 Nov 2020 812-15132-02
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 14 Sep 2020 812-15132-02
13F-NT Open 13F-NT document View SEC filing for 13F-NT 13 Aug 2020 30 Jun 2020 028-19510
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 02 Jun 2020 812-15132-02
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 May 2020 31 Mar 2020 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 11 Feb 2020 31 Dec 2019 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 12 Nov 2019 30 Sep 2019 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 08 Aug 2019 30 Jun 2019 028-19510
13F-NT Open 13F-NT document View SEC filing for 13F-NT 14 May 2019 31 Mar 2019 028-19510
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 15 Jun 2017 812-14748-03
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 01 Mar 2017 812-14608-33
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 23 Feb 2017 812-14748-03
40-33 Open 40-33 document View SEC filing for 40-33 PRUDENTIAL INVESTMENTS LLC 02 Nov 2016 812-10618
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 21 Jul 2016 812-14633-02
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 25 Mar 2016 812-14633-02
40-33 Open 40-33 document View SEC filing for 40-33 PRUDENTIAL INVESTMENTS LLC 09 Nov 2015 812-10618
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 18 Nov 2014 812-14159-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 03 Oct 2014 812-14159-01
APP NTC Open APP NTC document View SEC filing for APP NTC 18 Jun 2014 812-14267
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 02 May 2014 812-14267
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 21 Feb 2014 812-14159-01
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 16 Jan 2014 812-14267
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 04 Oct 2013 812-14159-01
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 24 May 2013 812-14159-01
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Dec 2012 19 Dec 2012 811-22724
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A THE PRUDENTIAL INVESTMENT PORTFOLIOS 10 Sep 2012 812-13993-01
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Jul 2012 25 Apr 2012 811-22632
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A 40-APP/A 10 Jul 2012 812-13998-01
40-APP/A Open 40-APP/A document View SEC filing for 40-APP/A THE PRUNDENTIAL INVESTMENT PORTFOLIOS, INC. 09 May 2012 812-13993-01
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 13 Jan 2012 812-13998-01
40-APP Open 40-APP document View SEC filing for 40-APP FUNDS OF PRUDENTIAL INVESTMENT PORTFOLIOS 3 21 Dec 2011 812-13993-01

About this filer

PGIM INVESTMENTS LLC files with the SEC under CIK 0001038001. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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