MIZUHO SECURITIES USA LLC SEC EDGAR Filings (CIK 0000812291)

SEC EDGAR filings, ownership reports, and insider transactions for MIZUHO SECURITIES USA LLC.

Business address
1271 Avenue Of The Americas, Floors 2,3,4,18,19, New York, NY, 10020
Top holdings (ownership)
HumanCo Acquisition Corp., NETD, AFJK, WEL, CNTQ, BUJA, OAKU, BYNO, FEXD, EURK, CNGL, MPAC, GSD, and APACU
Top securities (13F)
SPY, NVDA, AAPL, MSFT, AMZN, AVGO, GOOGL, GOOG, META, TSLA, BRKB, LLY, JPM, V, JNJ, XOM, WEC ENERGY GROUP INC, WMT, NFLX, and MA
State of incorporation
DE
Fiscal year end
31 March
Former names
MIZUHO SECURITIES USA INC. (to 31 May 2016), FUJI SECURITIES INC /BD (to 01 Mar 2002)
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MIZUHO SECURITIES USA LLC has filed 90 SEC EDGAR filings since 01 Mar 2002

Latest Filings

Recent SEC filings for MIZUHO SECURITIES USA LLC including 13F-HR, 3, 4 and more.

Form type Document Filing Description Filing date Reporting date File number(s)
13F-HR Open 13F-HR document View SEC filing for 13F-HR 09 Feb 2026 31 Dec 2025 028-25682
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 25 Nov 2025 21 Nov 2025 001-42871
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 25 Nov 2025 08 Jul 2024 001-42871
13F-HR Open 13F-HR document View SEC filing for 13F-HR 22 Oct 2025 30 Sep 2025 028-25682
13F-HR Open 13F-HR document View SEC filing for 13F-HR 01 Aug 2025 30 Jun 2025 028-25682
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Jul 2025 22 Jul 2025 001-41744
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 22 Jul 2025 21 Jul 2025 001-41744
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 17 Jul 2025 17 Jul 2025 001-41664
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 17 Jul 2025 16 Jul 2025 001-41664
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 Jul 2025 02 Jul 2025 001-42152
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 15 Jul 2025 02 Jul 2025 001-42152
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 30 May 2025 31 Mar 2025 008-37710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Feb 2025 11 Feb 2025 001-41880
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 11 Feb 2025 10 Feb 2025 001-41880
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Dec 2024 09 Dec 2024 001-41131
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 11 Dec 2024 09 Dec 2024 001-41131
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 09 Oct 2024 09 Oct 2024 001-41664
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 09 Oct 2024 09 Oct 2024 001-41664
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Aug 2024 11 Aug 2023 001-41729
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 20 Aug 2024 19 Aug 2024 001-41729
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 30 May 2024 31 Mar 2024 008-37710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 11 Dec 2023 11 Dec 2023 001-41102
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 11 Dec 2023 08 Dec 2023 001-41102
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 14 Nov 2023 31 Mar 2023 008-37710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 22 Aug 2023 21 Aug 2023 001-41273
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 22 Aug 2023 21 Aug 2023 001-41273
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 18 Aug 2023 17 Aug 2023 001-40914
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 18 Aug 2023 17 Aug 2023 001-40914
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 14 Aug 2023 11 Aug 2023 001-40707
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 14 Aug 2023 11 Aug 2023 001-40707
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 30 Nov 2022 23 Nov 2022 001-39769
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 30 Nov 2022 23 Nov 2022 001-39769
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 07 Oct 2022 04 Oct 2022 001-40318
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 07 Oct 2022 03 Oct 2022 001-40318
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 23 Aug 2022 18 Aug 2022 333-253958
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 23 Aug 2022 18 Aug 2022 333-253958
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 31 May 2022 31 Mar 2022 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 01 Jun 2021 31 Mar 2021 008-37710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 06 Apr 2021 05 Apr 2021 001-38909
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 06 Apr 2021 01 Apr 2021 001-38909
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 02 Jun 2020 31 Mar 2020 008-37710
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 May 2020 18 May 2020 001-38614
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 20 May 2020 15 May 2020 001-38614
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 15 May 2020 08 May 2020 001-38634
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 15 May 2020 07 May 2020 001-38634
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 12 Mar 2020 10 Mar 2020 001-38581
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 12 Mar 2020 10 Mar 2020 001-38581
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Nov 2019 15 Nov 2019 001-12690
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 19 Nov 2019 15 Nov 2019 001-33177
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 08 Nov 2019 31 Mar 2019 008-37710
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 21 Oct 2019 17 Oct 2019 001-12254
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 03 Oct 2019 25 Sep 2019 001-09279
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 18 Sep 2019 16 Sep 2019 001-14157
SC 13G Open SC 13G document View SEC filing for SC 13G 09 Sep 2019
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 06 Sep 2019 30 Aug 2019 001-34626
4 Open 4 document View SEC filing for 4 PRIMARY DOCUMENT 20 Aug 2019 12 Aug 2019 001-38105
3 Open 3 document View SEC filing for 3 PRIMARY DOCUMENT 20 Aug 2019 12 Aug 2019 001-38105
SC 13G Open SC 13G document View SEC filing for SC 13G MSUSA 13G 08 Feb 2019 005-90843
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 31 May 2018 31 Mar 2018 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 30 May 2017 31 Mar 2017 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 31 May 2016 31 Mar 2016 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 31 May 2016 31 Mar 2016 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Jun 2015 31 Mar 2015 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Jun 2015 31 Mar 2015 008-37710
FOCUSN/A Open FOCUSN/A document View SEC filing for FOCUSN/A AUTO-GENERATED PAPER DOCUMENT 18 Jun 2014 31 Mar 2014 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 30 May 2014 31 Mar 2014 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 30 May 2014 31 Mar 2014 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 30 May 2013 31 Mar 2013 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 30 May 2013 31 Mar 2013 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 30 May 2012 31 Mar 2012 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 30 May 2012 31 Mar 2012 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 16 Jun 2011 31 Mar 2011 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 27 May 2011 31 Mar 2011 008-37710
FOCUSN Open FOCUSN document View SEC filing for FOCUSN AUTO-GENERATED PAPER DOCUMENT 01 Jun 2010 31 Mar 2010 008-37710
X-17A-5 Open X-17A-5 document View SEC filing for X-17A-5 AUTO-GENERATED PAPER DOCUMENT 01 Jun 2010 31 Mar 2010 008-37710

About this filer

MIZUHO SECURITIES USA LLC files with the SEC under CIK 0000812291. This page aggregates EDGAR filings and related ownership activity.

See reporting owner transactions.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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